Track Record (Click on the logo for more information)

CAPITAL MARKETS ADVISORY

Vitech America Inc.

US$ 12 million
(LOI for U.S. Initial Public Offering)

January 1995

PRIVATE PLACEMENT

Vitech America Inc.

US$ 2 million
Convertible Debt

October 1995

CAPITAL MARKETS ADVISORY

Vitech America Inc.

US$ 22 million
U.S. Initial Public Offering

November 1996

FINANCIAL ADVISORY

Vitech America Inc.

Acquisition of
Microtec Sistemas Indústria e Comércio S.A.

July 1997

FINANCIAL ADVISORY

Vitech America Inc.

Acquisition of
Tech Stock Ltda.

October 1997

FINANCIAL ADVISORY

Vitech America Inc.

Acquisition of
Tech Shop Ltda.

November 1997

FINANCIAL ADVISORY

Vitech America Inc.

Acquisition of
Retech-Recife Tecnologia Ltda.

November 1997

CAPITAL MARKETS ADVISORY

Vitech America Inc.

US$ 100 million
Global Note Facility (TAC Notes)

April 1998

PRIVATE PLACEMENT

Vitech America Inc.

US$ 41.3 million
TAC Note Sales

April - December 1998

FINANCIAL ADVISORY

Vitech America Inc.

Joint Venture with
Gateway PLC

August 1999

MERCHANT BANKING

Millennium Investment Capital Corp.

US$ 10.1 million
Equity Investments

2000 – 2001

FINANCIAL ADVISORY

Special Opportunities Investments Corp.

US$ 13.9 million
TAC Note Purchases

2000 – 2001

FINANCIAL ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

Acquisition of Interactivo Consultoria
e Desenvolvimento de Sistemas Ltda.

February 2000

CAPITAL MARKETS ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

US$ 20 million
Convertible Preferred Equity

May 2000

CAPITAL MARKETS ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

US$ 50 million
(LOI for U.S. Initial Public Offering)

September 2000

FINANCIAL ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

Acquisition of
Probit Tecnologia Educacional Ltda.

December 2000

FINANCIAL ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

Acquisition of
MasterLink Automação e Segurança Ltda.

June 2001

FINANCIAL ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

Fairness Opinion
(ITC shareholders)

September 2001

CAPITAL MARKETS ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

US$ 12 million
Convertible Debt

September 2001

FINANCIAL ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

Fairness Opinion
(Masterlink acquisition)

February 2002

FINANCIAL ADVISORY

Intercontinental Telecom Corporation do Brasil Ltda.

Corporate Management
(Chief Financial Officer)

January 2001 – June 2003

FINANCIAL ADVISORY

Fran´s Café Ltda.

Valuation & Strategic Planning
(with Worldinvest)

September 2003

FINANCIAL ADVISORY

Alliant Energy International, Inc.

Valuation Analysis
(with Worldinvest)

November 2003

FINANCIAL ADVISORY

Octet Brasil S.A.

Corporate Management
(Chief Operating Officer)

December 2003 – January 2010

FINANCIAL ADVISORY

Novopiso S/A

Strategic Planning & Valuation
(with Worldinvest)

February 2004

PRIVATE PLACEMENT

MasterLink Automação e Segurança Ltda.

US$ 100,000
Project Financing Notes

November 2004

PRIVATE PLACEMENT

Alcana Destilaria de Álcool de Nanuque S/A

R$ 2.0 million (USD 400,000)
Crop Financing Notes

April 2005

FINANCIAL ADVISORY

SAQplast Indústria e Comércio S/A

R$1.5 million (US$ 600,000)
Convertible Debt Private Placement

May 2005

FINANCIAL ADVISORY

Computer Warehouse Ltda. (“Plug Use”)

R$ 500,000 (US$ 200,000)
Credit Facility & Supplier Financing

August 2005

FINANCIAL ADVISORY

AxisMed S/A

US$ 3 million
Management Buyout

June 2006

FINANCIAL ADVISORY

RCR Representações e Serviços Ltda.

Sale Mandate
(with Bulltick Capital Markets)

August 2006

PRIVATE PLACEMENT

Comanche Clean Energy Corporation

US$ 375,000
(for Fondelec Capital Advisors)

March 2007

CAPITAL MARKETS ADVISORY

CTF Technologies Inc.

US$ 15 million
Convertible Debt Private Placement

June 2007

FINANCIAL ADVISORY

Endurance Capital Partners S/A

Valuations, Private Equity &
Venture Capital Investments

November 2007 – March 2008

FINANCIAL ADVISORY

CTF Technologies Inc.

Sale Mandate
(LOI with Endurance Capital Partners S/A)

May 2008

FINANCIAL ADVISORY

BioPetro Participações S/A

R$ 6.0 million (US$ 3.4 million)
(45% equity sale to Endurance Capital Partner SA)

June 2009

MERCHANT BANKING

Resource Holdings, Inc.

$1.5 million
Secured Notes & Shares

December 2009 – September 2011

FINANCIAL ADVISORY

Ensurge, Inc.

Brazilian Gold Mining
Management & Investments

February – June 2010

CAPITAL MARKETS ADVISORY

Resource Holdings, Inc.

US$ 11.4 million
Profit Sharing Notes and Shares

October 2011

MERCHANT BANKING

AgriVest Americas, Inc.

US$ 155,000
Seed Capital & Secured Notes

2010 - 2014

CAPITAL MARKETS ADVISORY

BioClean Energy S/A

US$ 25 million
(LOI for U.S. Initial Public Offering)

April 2011

PRIVATE PLACEMENT

BioClean Energy S/A

R$ 1.5 million (US$ 917,000)
IPO Bridge Loan & Warrants

June - September 2011

MERCHANT BANKING

Eucalis Comercial de Madeiras Ltda.

US$ 262,500
Secured Notes and Shares

September 2014 – February 2015

FINANCIAL ADVISORY

AgriVest Americas, Inc.

Merger (“Reverse Take Over”)
(NXChain Inc.: NXCN.QB)

March 2015

PRIVATE PLACEMENT

Eucalis Comercial de Madeiras Ltda.

R$ 305,000 (US$ 87,500)
Bridge Loan & Shares

July 2015

PRIVATE PLACEMENT

Resource Holdings, Inc.

US$ 927,500
Sales of Common Shares

March - September 2012

PRIVATE PLACEMENT

Resource Holdings, Inc.

US$ 550,000
Notes and Warrants

March 2013 - February 2014

FINANCIAL ADVISORY

AgriVest Americas, Inc.

Acquisition Due Diligence
(on Grupo Shalon S/A)

April 2014

FINANCIAL ADVISORY

Vitech America Inc.

US$ 34 million Debt & Credit Lines
(Gateway PLC)

August 1999

FINANCIAL ADVISORY

Eucalis Comercial de Madeiras Ltda.


Corporate Management
(Chief Operating Officer)

July - October 2015

MERCHANT BANKING

Brazil Gold Corporation

LOI to purchase 41% equity stake
in Alta Floresta Gold Limited

July - September 2015

PRIVATE PLACEMENT

Brazil Timber Corporation

US$ 126,700
Seed Capital

October 2015 - June 2016

FINANCIAL ADVISORY

Brazil Timber Corporation

Acquisition of 51% of
Agropecuária São Paulo Minas S.A.

December 2015

FINANCIAL ADVISORY

Brazil Timber Corporation

Acquisition of 100% of
Agropecuária São Paulo Minas S.A.

August 2016

CAPITAL MARKETS ADVISORY

True Bearing Diagnostics, Inc.

Series A Preferred Equity
February 2017 – May 2017

CAPITAL MARKETS ADVISORY

SeqLL Inc.

Series A-2 Preferred Equity &
Initial Public Offering
June 2017 – July 2018

FINANCIAL ADVISORY

SeqLL Inc.

Corporate Management
(Chief Financial Officer)
August 2018 – present

CAPITAL MARKETS ADVISORY

SeqLL Inc.

US$ 10 million
(LOI for U.S. Initial Public Offering)
November 2017

FINANCIAL ADVISORY

SeqLL Inc.

$3.14 million Debt to Equity Swap
September 2018